The Law Offices of Robert Wayne Pearce, P.A.
Over 25 Years of Experience with Broker / Investor Disputes
1-800-732-2889
(561) 338-0037
Boca Raton - West Palm Beach - Fort Lauderdale
Florida Investment Fraud Attorney
Florida SEC Defense Lawyer
The Law Offices of Robert Wayne Pearce, P.A. focuses its practice on securities and commodities law disputes in litigation, arbitration, and mediation proceedings. Below is a general description of the firm's practice areas. Please feel free to contact us if you would like an evaluation of your case.
We have over 25 years of securities litigation experience in the South Florida area representing investors in investment disputes and broker misconduct claims, including fraud, and working with brokers and investment advisors to resolve legal issues with the SEC, CFTC, FINRA and the Florida Office of Financial Deregulation.
Our dispute resolution and litigation attorneys has substantial trial, arbitration, and mediation experience in all areas of securities disputes, including:
- Securities and Commodities Disputes - The Law Offices of Robert Wayne Pearce, P.A. represents investors, brokerage firms, and individual stockbrokers in a variety of disputes involving complex state and federal laws and regulations governing securities and commodities law. The firm has represented hundreds of clients individually and in class actions in cases involving securities and commodities law disputes in courtroom litigation, arbitration and mediation proceedings. Most of these cases involve misrepresented investments, unsuitable investments, churning, breach of fiduciary duty, negligence, and failure to supervise claims.
- Federal, State, and Industry Enforcement Actions - The firm represents issuers, corporate officers and directors, broker-dealers, investment advisors, and commodity trading advisors in SEC, CFTC, FDS, NASD, NYSE, and NFA enforcement actions and proceedings, including administrative appeals and courtroom proceedings. The Law Offices of Robert Wayne Pearce, P.A. has experience with investigations, hearings and adjudications, rulemaking, licensing, and regulatory enforcement matters in the securities and commodities industry.
- Trust / Estate / Guardianship Disputes - The firm also has extensive experience handling disputes involving trustees and other fiduciaries responsible for the management of investments for trusts, estates and guardianships under the prudent investor rule.
- Employment Disputes - The Law Offices of Robert Wayne Pearce, P.A. has also represented numerous brokerage employees in the securities and commodities industry with contract disputes, wrongful termination claims, Form U-5 abuse, defamation claims, and discrimination claims.
- Business Disputes - The firm has extensive experience handling disputes involving tortious interference with business relationships, enforcement of covenants not-to-compete, employee raiding, trademark infringement, trade name infringement, unfair competition, breach of contract, and business reputation defamation suits.
If you need the help of a lawyer with integrity, dedication, and substantial experience in securities and commodities law, broker and investor disputes, and related government and industry regulatory investigations and enforcement actions, schedule a confidential consultation with Mr. Pearce. Call our firm at (561) 338-0037 or toll-free at 1-800-732-2889, or fill out our intake form.
We Offer Flexible Fee Structures to Meet Your Needs
The Law Offices of Robert Wayne Pearce, P.A.
Attorneys at Law
Toll-Free: 1-800-732-2889
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